List of Abbreviations .......................................... ix
List of Contributors ........................................... xv
Introduction .................................................... l
Part I. financial systems and regulation
1 The Evolution of Theory and Method in Law and Finance ....... 13
Simon Deakin
2 Economic Development, Financial Systems, and the Law ........ 41
Colin Mayer
3 Financial Systems, Crises, and Regulation ................... 68
Frank Partnoy
Part II. the organization of financial system regulation
4 Institutional Design: The Choices for National Systems ...... 97
Eilis Ferran
5 Institutional Design: The International Architecture ....... 129
Chris Brummer and Matt Smallcomb
6 Organizing Regional Systems: The EU Example ................ 157
Brigitte Haar
7 Organizing Regional Systems: The US Example ............... 188
Eric J. Pan
Part III. delivering outcomes and regulatory techniques
8 Regulatory Styles and Supervisory Strategies ............... 217
Julia Black
9 The Role of Gatekeepers .................................... 254
Jennifer Payne
10 Enforcement and Sanctioning ................................ 280
Iain MacNeil
Part IV. financial stability
11 Systemic Risk and Macro-Prudential Supervision ............. 309
Rosa M. Lastra
12 The Role of Capital in Supporting Banking Stability ........ 334
Kern Alexander
13 Managing Risk in the Financial System ...................... 364
Peter О Mülbert
14 Regulating the Insurance Sector ............................ 409
Michelle Everson
15 Making Bank Resolution Credible ............................ 453
John Armour
16 Cross-Border Supervision of Financial Institutions ......... 487
Douglas W. Arner
Part V. market efficiency, transparency, and integrity
17 Disclosure and Financial Market Regulation ................. 511
Luca Enriques and Sergio Gilotta
18 Conduct of Business Regulation.............................. 537
Andrew F. Tuch
19 Regulating Financial Market Infrastructures ................ 568
Guido Ferrarini and Paolo Saguato
20 Regulating Trading Practices ............................... 596
Andreas Martin Fleckner
21 Supporting Market Integrity ................................ 631
Harry McVea
22 Regulating Financial Innovation ............................ 659
Emilios Avgouleas
Part VI. consumer protection
23 The Consumer Interest and the Financial Markets ............ 695
Dimity Kingsford Smith and Olivia Dixon
24 Regulating the Retail Markets .............................. 736
Niamh Moloney
23 Index ...................................................... 769
|