Silicon nanocrystals: fundamentals, synthesis and applications (Weinheim, 2010). - ОГЛАВЛЕНИЕ / CONTENTS
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ОбложкаSilicon nanocrystals: fundamentals, synthesis and applications / ed. by L.Pavesi, R.Turan. - Weinheim: Wiley-VCH, 2010. - xxi, 627 p.: ill. (some col.). - Bibliogr. at the end of the chapters. - Ind.: p.613-627. - ISBN 978-3-527-32160-3
 

Место хранения: 02 | Отделение ГПНТБ СО РАН | Новосибирск

Оглавление / Contents
 
List of Contributors ......................................... XVII

1  Introduction ................................................. 1
   L. Pavesi and R. Turan
   References ................................................... 4

2  Electronic and Optical Properties of Silicon Nanocrystals .... 5
   Ceyhun Bulutay and Stefano Ossicini
   2.1  Introduction ............................................ 5
   2.2  Electronic Structure and Optical Properties for Small
        Nanocrystals: Ab Initio Calculation ..................... 7
        2.2.1  Hydrogenated Silicon Nanocrystals ................ 9
        2.2.2  Oxidized Silicon Nanocrystals ................... 11
        2.2.3  Doped Silicon Nanocrystals ...................... 14
               2.2.3.1  Single-Doped Silicon Nanocrystals ...... 14
               2.2.3.2  Codoped Silicon Nanocrystals ........... 15
        2.2.4  Silicon Nanocrystals Embedded in a SiO2
               Matrix .......................................... 18
   2.3  Electronic Structure and Optical Properties for Large
        Nanocrystals: Atomistic Semiempirical
        Pseuodopotential Calculations .......................... 22
        2.3.1  Effective Optical Gap ........................... 24
        2.3.2  Radiative Lifetime .............................. 25
        2.3.3  Linear Optical Absorption ....................... 26
               2.3.3.1  Interband Absorption ................... 28
               2.3.3.2  Intraband Absorption ................... 29
               2.3.3.3  Excited State Absorption ............... 30
        2.3.4  Third-Order Nonlinear Optical Properties ........ 30
        2.3.5  Quantum-Confined Stark Effect in Si
               Nanocrystals .................................... 35
        References ............................................. 38

3  Optical Properties of Intrinsic and Shallow Impurity-Doped
   Silicon Nanocrystals ........................................ 43
   Minoru Fujii
   3.1  Introduction ........................................... 43
   3.2  PL Properties of Intrinsic Silicon Nanocrystals ........ 45
        3.2.1  Fundamental Properties .......................... 45
        3.2.2  Effect of Size and Shape Distribution on the
               PL Bandwidth .................................... 48
        3.2.3  Resonant Quenching of PL Band Due to Energy
               Transfer ........................................ 48
        3.2.4  PL Quantum Efficiency of Intrinsic Si
               Nanocrystals .................................... 51
   3.3  Shallow Impurity-Doped Si Nanocrystals ................. 53
        3.3.1  Preparation of Impurity-Doped Si Nanocrystals ... 53
        3.3.2  PL from B-Doped Si Nanocrystals ................. 54
        3.3.3  PL from P-Doped Si Nanocrystals ................. 55
        3.3.4  Electron Spin Resonance Studies of Shallow
               Impurity-Doped Si Nanocrystals .................. 55
        3.3.5  Location of Dopant Atoms ........................ 57
   3.4  P and В Codoped Si Nanocrystals ........................ 58
        3.4.1  PL Properties of P and В Codoped Si
               Nanocrystals .................................... 59
        3.4.2  PL Lifetime of P and В Codoped Si
               Nanocrystals .................................... 62
        3.4.3  Codoped But Not Compensated Si Nanocrystals ..... 63
   3.5  Summary ................................................ 63
        References ............................................. 64

4  Electrical Transport Mechanisms in Ensembles of Silicon
   Nanocrystallites ............................................ 69
   I. Balberg
   4.1  Introduction ........................................... 69
   4.2  Background ............................................. 71
        4.2.1  Basic Concepts Associated with Transport and
               Quantum Dots .................................... 71
        4.2.2  Previous Studies of Transport in Systems of
               Si .............................................. 75
   4.3  Experimental Details ................................... 78
   4.4  Experimental Results and Their Interpretation .......... 81
        4.4.1  The Low-x Regime ................................ 84
        4.4.2  The Low-x to Intermediate x Transition Regime ... 86
        4.4.3  The Intermediate-x Regime ....................... 87
        4.4.4  The Percolation Threshold Regime ................ 89
        4.4.5  The High-x Regime ............................... 92
   4.5  Discussion and Overview ................................ 96
        References ............................................ 101

5  Thermal Properties and Heat Transport in Silicon-Based
   Nanostructures ............................................. 105
   Han-Yun Chang and Leonid Tsybeskov
   5.1  Introduction .......................................... 105
   5.2  Thermal Conductivity in Bulk Solids and
        Nanostructures ........................................ 107
        5.2.1  Kinetic Theory. Thermal Properties and Heat
               Flow ........................................... 107
        5.2.2  Lattice Thermal Conductivity ................... 108
        5.2.3  Electronic Thermal Conductivity ................ 112
   5.3  Measurements of Thermal Conductivity in
        Nanostructures ........................................ 114
        5.3.1  The 3ω Method .................................. 115
        5.3.2  In-Plane Thermal Conductivity Measurements ..... 117
        5.3.3  Pump-Probe and Other Optical Measurements ...... 119
        5.3.4  Raman Scattering and Thermal Conductivity ...... 120
   5.4  Thermal Properties of Si-Based Nanostructures ......... 122
        5.4.1  Two- and One-Dimensional Si Nanostructures:
               Si-on-Insulator and Si Nanowires ............... 122
        5.4.2  Epitaxially Grown Si/SiGe Nanostructures:
               Superlattices and Cluster Multilayers .......... 125
        5.4.3  Electrochemically Etched Si (Porous Si) ........ 131
        5.4.4  Nanocrystalline Si/SiO2 Multilayers ............ 134
   5.5  Conclusions ........................................... 143
        References ............................................ 145

6  Surface Passivation and Functionalization of Si
   Nanocrystals ............................................... 155
   Jonathan Veinot
   6.1  Introduction .......................................... 155
   6.2  Functionalizing Freestanding Particles ................ 156
   6.3  In Situ Surface Chemistry Tailoring ................... 156
   6.4  Aerosol-Based Functionalization ....................... 158
   6.5  Solution-Based Postsynthetic Modification ............. 158
   6.6  Hydrosilylation ....................................... 162
   6.7  Substitutional Approaches to Surface
        Functionalization ..................................... 167
   6.8  Building on an Oxide Layer ............................ 168
   6.9  How Many Surface Groups are on the Particle? .......... 169
   6.10 Influence of Surface Chemistry ........................ 172
   6.11 Future Outlook and the Role of Surface Chemistry ...... 172
        References ............................................ 172

7  Si-nc in Astrophysics ...................................... 173
   Ingrid Mann ................................................ 173
   7.1  Introduction .......................................... 173
   7.2  Late Stellar Evolution ................................ 174
   7.3  Interstellar Medium and Dust Evolution ................ 177
   7.4  Early Stellar Evolution and Planetary System
        Formation ............................................. 182
   7.5  Dust in the Solar System .............................. 183
   7.6  Extended Red Emission and Si Nanoparticles as
        a Potential Carrier ................................... 184
   7.7  Formation of Si Nanoparticles under Nonequilibrium
        Conditions ............................................ 189
   7.8  Conclusions ........................................... 192
        References ............................................ 192

8  Size-Controlled Si Nanocrystals using the SiO/SiO2
   Superlattice Approach: Crystallization, Defects, and
   Optical Properties ......................................... 195
   Margit Zacharias
   8.1  Introduction .......................................... 195
   8.2  Size Control of Si Nanocrystals by the SiO/SiO2
        Superlattice Approach ................................. 196
   8.3  Crystallization Behavior .............................. 200
   8.4  Defects and their Signatures in ESR ................... 206
   8.5  Optical Properties .................................... 215
   8.6  Applications of Si NCs and Concluding Remarks ......... 219
        References ............................................ 220

9  The Synthesis of Silicon Nanocrystals by Ion
   Implantation ............................................... 223
   Robert Elliman
   9.1  Introduction .......................................... 223
   9.2  Ion Implantation ...................................... 224
   9.3  Spatial Distribution .................................. 226
        9.3.1  Ion Range Distributions ........................ 226
        9.3.2  Multiple Energy Implants ....................... 229
        9.3.3  High-Fluence Effects ........................... 230
   9.3  A  Lateral Patterning ................................. 231
   9.4  Size Distribution ..................................... 231
        9.4.1  Annealing Temperature and Time ................. 232
               9.4.1.1  Nucleation and Growth of
                        Nanocrystals .......................... 232
        9.4.2  Spinodal Decomposition ......................... 235
        9.4.3  Effect of Surfaces and Interfaces .............. 236
        9.4.4  Hot Implants ................................... 236
        9.4.5  Annealing Ambient .............................. 237
   9.5  Irradiation Effects ................................... 237
        9.5.1  Radiation Damage ............................... 238
        9.5.2  Ion-Beam Mixing ................................ 239
        9.5.3  Irradiation-Induced Precipitation .............. 240
   9.6  Novel Structures and Applications ..................... 241
        9.6.1  Alloying and Doping ............................ 241
        9.6.2  Choice of Substrate Material ................... 241
        9.6.3  Light-Emitting Diodes .......................... 242
        9.6.4  Waveguides and All-Optical Amplifiers .......... 242
        9.6.5  Nonvolatile Memory ............................. 243
        9.6.6  Microdisk Resonators and Lasers ................ 243
        9.6.7  Photonic Crystal Structures .................... 243
   9.7  Summary ............................................... 244
        References ............................................ 244

10 Structural and Optical Properties of Silicon Nanocrystals
   Synthesized by Plasma Enhanced Chemical Vapor Deposition ... 247
   Fabio lacona, Ciorgia Franzo, Alessia Irrera, Simona
   Boninelli, and Francesco Priolo
   10.1 Introduction .......................................... 247
   10.2 Synthesis, Structure, and Thermal Evolution of SiOx
        Films ................................................. 249
   10.3 A Deeper Insight into the Thermal Evolution of SiOx
        Films ................................................. 253
   10.4 Room-Temperature PL Properties of Si-ncs .............. 258
   10.5 Excitation and De-Excitation Properties of Si-ncs ..... 260
   10.6 Correlation between Structural and Optical
        Properties of Si-ncs .................................. 264
   10.7 Er-Doped Si Nanoclusters .............................. 267
   10.8 Summary ............................................... 271
        References ............................................ 272

11 Formation of Si-nc by Reactive Magnetron Sputtering ........ 275
   F. Gourbilleau, С. lemon, C. Dufour, X. Portier, and
   R. Rizk
   11.1 Introduction .......................................... 275
   11.2 Experimental .......................................... 276
   11.3 Results ............................................... 276
        11.3.1 Single Layer ................................... 277
        11.3.2 Composite Layer ................................ 279
        11.3.3 Multilayer ..................................... 283
               11.3.3.1 Effect of the Sublayer Thickness ...... 284
               11.3.3.2 Effect of the Annealing Temperature ... 287
   11.4 Conclusion ............................................ 292
        References ............................................ 292

12 Si and SiC Nanocrystals by Pyrolysis of Sol-Gel-Derived
   Precursors ................................................. 297
   Aylin Karakuscu and Cian Domenico Soraru
   12.1 The Sol-Gel and PDC Processes ......................... 298
   12.2 Si nc/SiO2 Glasses and Films .......................... 300
   12.3 (Si-nc + SiC-nc)/SiO2 Glasses and Films  302
   12.4 Optical properties of Multicomponent Si-C-O-N
        Ceramics .............................................. 305
        References ............................................ 306

13 Nonthermal Plasma Synthesis of Silicon Nanocrystals ........ 309
   Lorenzo Mangolini and Uwe Kortshagen
   13.1 Introduction .......................................... 309
   13.2 Basics of Nanocrystal Formation in Plasmas ............ 310
        13.2.1 Nanoparticle Nucleation in Nonthermal
               Plasmas ........................................ 310
        13.2.2 Nanoparticle Charging .......................... 312
        13.2.3 Nanoparticle Heating in Plasmas ................ 314
   13.3 Silicon Nanocrystal Synthesis in Nonthermal Plasmas ... 317
        13.3.1 Experimental Apparatus ......................... 318
        13.3.2 Nanocrystal Characterization ................... 320
               13.3.2.1 ТЕМ Characterization .................. 320
               13.3.2.2 Particle Size Distribution ............ 320
               13.3.2.3 Nanocrystal Surface Conditions ........ 322
               13.3.2.4 Optical Properties of Surface-
                        Oxidized Silicon Nanocrystals ......... 326
   13.4 Surface Functionalization of Silicon Nanocrystals ..... 327
        13.4.1 Liquid-Phase Functionalization ................. 327
        13.4.2 Liquid-Phase Hydrosilylation Procedure ......... 328
        13.4.3 Plasma Grafting of Silicon Nanocrystals ........ 330
   13.5 Optical Properties of Plasma-Synthesized and
        Surface-Functionalized Silicon Nanocrystals ........... 337
   13.6 Summary and Conclusions ............................... 341
        References ............................................ 342

14 Silicon Nanocrystals in Porous Silicon and Applications .... 349
   Bernard Celloz
   14.1 Introduction .......................................... 349
   14.2 Preparation of Porous Si Layers ....................... 350
        14.2.1 Porous Si Prepared by Anodization .............. 350
               14.2.1.1 Conditions Leading to Porous Si
                        Formation ............................. 350
               14.2.1.2 Porous Si Formation Mechanism ......... 351
                        14.2.1.2.1 Electrochemical Etching
                                   of Si ...................... 351
                        14.2.1.2.2 Pore Initiation and
                                   Propagation in
                                   Microporous Si ............. 352
               14.2.1.3 Effect of Anodization Conditions ...... 352
               14.2.1.4 Local Formation and Patterning of
                        Porous Si ............................. 354
                        14.2.1.5 Anodization Cells ............ 355
        14.2.2 Formation of Porous Si Without External Power
               Supply ......................................... 355
               14.2.2.1 Galvanic Etching ...................... 355
               14.2.2.2 Electroless Etching ................... 356
        14.2.3 Drying of Porous Si ............................ 357
   14.3 Structural Properties of As-Formed and Modified
        Porous Si ............................................. 358
        14.3.1 As-Formed Porous Si ............................ 358
        14.3.2 Oxidation of Porous Si ......................... 359
        14.3.3 Stabilization of the Porous Si Surface ......... 359
   14.4 Physical Properties and Applications of Porous Si ..... 360
        14.4.1 Electrical Properties .......................... 360
               14.4.1.1 Electrical Conduction and Transport ... 360
               14.4.1.2 Electro-Optic Memory .................. 361
               14.4.1.3 Sensing Based on Change of
                        Conductivity .......................... 361
               14 A.1.4 Photodetection ........................ 362
               14.4.1.5 Ballistic Transport and
                        Applications .......................... 362
                        14.4.1.5.1 Ballistic Electron
                                   Emission ................... 362
                        14.4.1.5.2 Application as Flat Panel
                                   Displays ................... 364
                        14.4.1.5.3 Ballistic Electron
                                   Emission in Gas and
                                   Liquids .................... 364
        14.4.2 Photonics ...................................... 365
               14.4.2.1 Refractive Index and Absorption
                        Coefficient ........................... 365
               14.4.2.2 Passive Photonic Structures ........... 366
                        14.4.2.2.1 Waveguides ................. 367
                        14.4.2.2.2 Manipulation of Light
                                   Using Index Modulation ..... 367
               14.4.2.3 Active Photonic Structures:
                        Switching, Sensing .................... 371
                        14.4.2.3.1 Optical Switching .......... 371
                        14.4.2.3.2 Optical Gas/Liquid/
                                   Biomolecule Sensing and
                                   Drug Delivery .............. 371
                        14.4.2.3.3 Nonlinear Properties ....... 372
        14.4.3 Luminescence ................................... 372
               14.4.3.1 Photoluminescence ..................... 372
                        14.4.3.1.1 Characteristics of the
                                   S-Band ..................... 372
                        14.4.3.1.2 Photoluminescence
                                   Efficiency ................. 374
                        14.4.3.1.3 Photoluminescence
                                   Stabilization .............. 376

               14.4.3.2 Energy Transfer, Sensing, and
                        Imaging Using Porous Si
                        Photoluminescence ..................... 376
               14.4.3.3 Electroluminescence ................... 377
        14.4.4 Acoustic and Thermal Properties ................ 379
               14.4.4.1 Acoustic Properties and Acoustic
                        Band Crystals ......................... 379
                        14.4.4.1.1 Acoustic Properties of
                                   Porous Si .................. 379
                        14.4.4.1.2 Acoustic Band Crystals ..... 379
               14.4.4.2 Thermoacoustic Emission ............... 380
   14.5 Conclusions ........................................... 381
        References ............................................ 381

15 Silicon Nanocrystal Flash Memory ........................... 395
   Shunri Oda and Shaoyun Huang
   15.1 Introduction .......................................... 395
        15.1.1 Challenges in Silicon Flash Memory
               Technology ..................................... 395
        15.1.2 Emerging nc-Si Flash Memory Devices ............ 397
        15.1.3 Outline ........................................ 398
   15.2 Structure of nc-Si Flash Memory ....................... 399
        15.2.1 nc-Si Memory Structures ........................ 399
        15.2.2 Representative nc-Si Memory Structures ......... 401
               15.2.2.1 Storing Charges with Multiple nc-Si
                        Dots .................................. 401
               15.2.2.2 Storing Charges with Single nc-Si
                        Dot ................................... 402
        15.2.3 Summary ........................................ 404
   15.3 Fabrication Methodologies ............................. 404
        15.3.1 Fabrication of nc-Si Dots ...................... 404
               15.3.1.1 Тор-Down Methodology .................. 405
               15.3.1.2 Bottom-Up Methodology ................. 405
        15.3.2 Memory Cell Fabrications ....................... 407
        15.3.3 Summary ........................................ 410
   15.4 Characteristics of nc-Si Flash Memory ................. 410
        15.4.1 Memory Operations .............................. 411
        15.4.2 Interfacial States ............................. 414
        15.4.3 Retention Characteristics with Electron
               Charge, Storage, and Discharge ................. 417
        15.4.4 Characteristics Improvements of the nc-Si
               Flash Memory ................................... 420
        15.4.5 Operation Speed and Device Reliability ......... 431
        15.4.6 Summary ........................................ 434
   15.5 Comparisons of Emerging Nonvolatile Memory Devices .... 434
        15.5.1 Silicon Nanocrystals Flash Memory and Other
               Types of Nonvolatile Memory .................... 435
        15.5.2 Silicon Nanocrystals Memory Devices and Other
               Quantum Dot Memory Devices ..................... 436
        15.5.3 Summary ........................................ 437
   15.6 Concluding Remarks and Prospects ...................... 437
        References ............................................ 438

16 Photonics Application of Silicon Nanocrystals .............. 445
   A. Anopchenko, N. Daldosso, R. Guider, D. Navano-Umos,
   A. Pitanti, R. Spano, Zhizhong Yuan, and L. Pavesi
   16.1 Introduction to Silicon Nanophotonics ................. 445
   16.2 Nanosilicon Waveguides and Resonators ................. 447
        16.2.1 General Properties ............................. 447
        16.2.2 Si-nc Slot Waveguides .......................... 450
        16.2.3 Ring Resonators Based on Slot Waveguides ....... 451
   16.3 Nanosilicon Cavity-Based Devices ...................... 453
        16.3.1 Slow-Wave Devices .............................. 454
        16.3.2 Si-nc Active Microdisks ........................ 456
   16.4 Si-nc-Based Visible Optical Amplifiers ................ 457
   16.5 Nanosilicon-Based Infrared Optical Amplifiers ......... 461
   16.6 Nanosilicon-Based LED and Solar Cells ................. 465
        16.6.1 Si-nc-Based LED ................................ 465
        16.6.2 Si-nc-Based Solar Cells ........................ 469
   16.7 Nanosilicon Nonlinear Optical Properties and
        Devices ............................................... 473
   16.8 Conclusions ........................................... 477
        References ............................................ 477

17 Lighting Applications of Rare Earth-Doped Silicon Oxides ... 487
   T. Roschuk, J. Li, J. Wojcik, P. Mascher, and I. Calder
   17.1 Solid-State Lighting: A Basic Introduction ............ 488
   17.2 Luminescence of Rare Earth-Doped Silicon-Based
        Materials ............................................. 490
   17.3 White Light Emitting Si-Based Device Structures ....... 501
   17.4 Fabrication of RE-Doped Silicon-Based Layers for
        SSL ................................................... 503
   17.5 Conclusions and Future Outlook ........................ 504
        References ............................................ 505

18 Biomedical and Sensor Applications of Silicon
   Nanoparticles .............................................. 507
   E. Borsella, M. Falconieri, N. Herlin, V. Loschenov,
   C. Miserocchi, Y. Nie, I. Rivolta, A. Ryabova, and
   D. Wang
   18.1 Introduction .......................................... 507
   18.2 Synthesis and Surface Engineering of Si
        Nanoparticles for Bioapplications ..................... 509
        18.2.1 Synthesis and Optical Properties of Si
               Nanoparticles .................................. 509
        18.2.2 Surface Functionalization of Luminescent Si
               NPs for Bioapplications ........................ 512
               18.2.2.1 Alkali-Acid Etching of Si NPs ......... 512
               18.2.2.2 Surface Modification of Si NPs by
                        Silanization .......................... 513
               18.2.2.3 Surface Modification of Si NPs via
                        Hydrosilylation ....................... 514
   18.3 Biointeraction of Si-Based Nanoparticles .............. 516
        18.3.1 Cell Viability ................................. 517
        18.3.2 Geno toxicity .................................. 518
        18.3.3 Overall Cell Monolayer Electrical Resistance ... 519
        18.3.4 Effect of NP Size .............................. 519
        18.3.5 In Vitro and In Vivo Comparative Studies ....... 523
        18.3.6 Exposure Risks ................................. 524
   18.4 Applications of Si NPs in Biomedicine ................. 524
   18.5 Si Nanoparticle-Based Sensors ......................... 530
   18.6 Conclusions ........................................... 531
        References ............................................ 532

19 Nanosilicon-Based Explosives ............................... 537
   D. Clement and D. Kovalev
   19.1 Introduction .......................................... 537
   19.2 Properties and Applications of Porous Silicon and
        Its Compounds as Energetic Materials .................. 538
        19.2.1 Production of Porous Silicon ................... 538
        19.2.2 Stabilization of Porous Silicon Surface ........ 542
   19.3 Reaction Properties of Porous Silicon with
        Oxidizers ............................................. 545
        19.3.1 Infiltration of the Pores with Different
               Oxidizers ...................................... 545
        19.3.2 Mechanical Mixing of Porous Silicon Powder
               with Oxidizers ................................. 552
   19.4 Conclusions ........................................... 553
        References ............................................ 554

20 Applications of Si Nanocrystals in Photovoltaic Solar
   Cells ...................................................... 555
   Gavin Conibeer
   20.1 Introduction: Reasons for Application to Solar
        Cells ................................................. 555
        20.1.1 Limits of Single-Вandgap Cells ................. 555
        20.1.2 Solar Cells with Multiple Energy Levels ........ 556
   20.2 Properties of Si Nanocrystals Relevant to Solar
        Cells ................................................. 557
        20.2.1 Solid-Phase Formation of Si Nanocrystals ....... 557
        20.2.2 Quantum Confinement in Si QD Nanostructures .... 559
        20.2.3 Carrier Tunneling Transport in Si QD
               Superlattices .................................. 562
   20.3 The "All-Si" Tandem Cell: Si Nanostructure Tandem
        Cells ................................................. 563
        20.3.1 Alternative Matrices for Si QDs ................ 564
               20.3.1.1 Si Quantum Dots in a Silicon Nitride
                        Matrix ................................ 564
               20.3.1.2 Silicon QD Nanocrystals Embedded in
                        Silicon Carbide Matrix ................ 566
        20.3.2 Doping of Si QD Arrays ......................... 566
               20.3.2.1 Phosphorus Doping of Si
                        Nanostructures ........................ 567
               20.3.2.2 Boron Doping of Si Nanostructures ..... 568
               20.3.2.3 Doping Mechanisms ..................... 569
        20.3.3 Fabrication of Si QD PV Devices ................ 570
               20.3.3.1 Si QDs in SiO2 Solar Cell ............. 570
               20.3.3.2 Si QDs in SiC Solar Cell .............. 571
   20.4 Intermediate Level Cells: Intermediate Band and
        Impurity Photovoltaic cell ............................ 572
   20.5 Multiple Carrier Excitation Using Si QDs .............. 573
   20.6 Hot Carrier Cells ..................................... 574
        20.6.1 Photoluminescence of Si QD ESCs ................ 575
        20.6.2 Negative Differential Resistance in Si QD
               ESCs ........................................... 577
        20.6.3 A Complete Hot Carrier Cell .................... 578
   20.7 Conclusions ........................................... 578
        References ............................................ 579

21 Characterization of Si Nanocrystals ........................ 583
   S. Yerci, I. Dogan, A. Seyhan, A. Cencer, and R. Turan
   21.1 Introduction .......................................... 583
   21.2 Imaging ............................................... 584
        21.2.1 Si Nanocluster Imaging by Transmission
                  Electron Microscopy Techniques .............. 584
        21.2.2 Transmission Electron Microscopy ............... 584
        21.2.3 Electron Energy Loss Spectroscopy .............. 585
        21.2.4 Energy Filtered Transmission Electron
               Microscopy (EFTEM) ............................. 587
        21.2.5 Si Nanocluster Imaging by Atomic Force
               Microscopy ..................................... 588
   21.3 Identification and Quantification of Nanocrystals ..... 590
        21.3.1 Raman Spectroscopy ............................. 590
        21.3.2 Identification of the Nanocrystals ............. 591
        21.3.3 Size Estimation of the Nanocrystals ............ 591
        21.3.4 Stress Estimation on Nanocrystals .............. 593
        21.3.5 Phase Determination of the Nanocrystals ........ 594
        21.3.6 X-Ray Diffraction Analysis of Nanocrystals ..... 594
        21.3.7 Method of Integral Breadths .................... 597
        21.3.8 Method of Warren-Abervach ...................... 598
        21.3.9 X-Ray Photoelectron Spectroscopy ............... 598
   21.4 Looking at the Nanocluster's Surrounding .............. 602
        21.4.1 Fourier Transform Infrared Spectroscopy ........ 602
   21.5 Optical Techniques .................................... 606
        21.5.1 Photoluminescence Spectroscopy ................. 606
        References ............................................ 609

Index ......................................................... 613


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